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E-seminar on-demand: Update on SFC and HKEX regulations and issues arising from regulatory enforcement on Listed Companies

Speaker: Eugene LAI, principal of Yang Chau Law Office

The course will cover the following, among others:

  • Updates and Insight: the latest development on SFC and HKEX regulations on Listed Companies

  • Ensuring compliance: techniques, strategies and corporate governance

  • Lessons from the recent SFC and HKEX enforcement actions

(This e-seminar was recorded in year 2020 and would not cover the latest rule changes.) 

Date: it is on-demand.  You may view it anytime at your convenience.

Duration: 2.5 hours          Fee: $460

Language: Cantonese    Level: Intermediate

CPD points for accountants and company secretaries: 2.5 CPD points (No event accreditation has been applied as participants may get CPD points of their professional institutes pursuant to the relevant CPD rules.)

CPD points for lawyers: 2.5 CPD points awarded by the Law Society

Step 1

Please press the green 'Payment' button and make payment by credit card.  You will get the password after payment.

You may then click here to download the handouts:

Step 2


Please enter your name to be printed on the attendance certificate before you start viewing.  Please view the entire video (the duration of viewing and other information may be tracked). 


After you finish viewing, please take the quiz immediately, so we could timestamp the finish time.  

Step 3

Take the Quiz.  In order to obtain the attendance certificate, you are required to answer 10 questions at the end of the course and have at least 7 questions answered correctly.  If you pass the test, you will receive the attendance certificate by email within one month.  If you fail, you may take Quiz B:

Step 4

Please fill in the evaluation form after completing the course.

Remark: You will receive two auto-generated emails immediately upon payment for an e-seminar.  The "Thanks" email contains the password which will enable you to have access to the video and the course materials.  If you do not receive that email, please e-mail to "" or whatsapp: (852) 9230 3525 to request for the password.

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